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Sebi Shortens Disaster Recovery Drills, Strengthens Backup Rules
Sebi's new guidelines mandate more frequent mock drills and enhanced data recovery…
Tag: compliance
SEBI proposes to tweak CAS after industry feedback
SEBI's consultation paper outlines a need to review the methodology for determining…
Sebi Resolves Cases Against 91 Commodity Brokers
The Securities and Exchange Board of India (Sebi) has concluded proceedings against 91…
EPFO Members Update KYC Information Online Now
The Employees Provident Fund Organisation (EPFO) has made it mandatory for members to update…
SEBI Confirms CAS Stability with Improvement Potential
The CAS framework is set to remain in the Indian financial markets, with SEBI open to…
Meta settles $18 billion with 29 US states over child safety case
Meta has reached an $18 billion settlement with 29 US states over allegations that its…
U.S. ‘Economic D-Day’ Targets More Than Just Iranian Oil
The U.S. sanctions on Iran's gold and digital assets, termed an 'Economic D-Day'…
Regulatory Challenges for Adani Group and Foreign Investors
Sebi's rejection of settlement applications from foreign portfolio investors linked to the…
New A.I. Compliance Framework from the White House
The White House's new A.I. regulations signal a significant shift in compliance…
AI push is putting banks at mercy of tech firms, warns Moody’s
As over 75% of financial firms in the UK integrate AI into their operations, reliance on a few…
Britain Considers AI Regulation Amid Voluntary Safeguard Gaps
Britain's AI Minister Kanishka Narayan has indicated a potential shift in the UK's…
Chelsea fined £10 million for FA rule breaches
Chelsea FC has been fined £10 million by the FA after admitting to 74 breaches of regulations…
Ex-Boss’s Close Ties Violate Compliance at Lloyd’s
The Council of Lloyd’s conducted an investigation into Neal’s undisclosed ties with Rebekah…
Crypto Tax Notices: Understand Types and Penalties
As the regulatory environment for cryptocurrency continues to tighten, understanding the…
India-U.K. FTA Boosts Business Certainty
The India-U.K. Free Trade Agreement aims to enhance bilateral investment and trade…
Sebi Implements Conflict-of-Interest Norms for Employees
Sebi's new conflict-of-interest norms for employees significantly tighten investment…
UK Regulator Exposes Financial Services AI Risks
The FCA’s executive director, Sheldon Mills, pointed out that the reliance of financial…
New Rules Define Goods Origin
India's Finance Ministry has introduced new rules for determining the origin of goods…
Audit Firm Faces Penalties for Gupta Metals Failures
The Financial Reporting Council has fined King & King for serious audit failures linked to…
Freight Forwarding’s Next Phase Unveiled
As freight forwarders face unprecedented challenges, the integration of AI and compliance…
